(916) 543-4869


Professional. Courteous. Responsive. Independent.

We realize that in addition to our financial management experience, independent advice and investment resources, the foundation to building client trust is achieved in on-going personalized service and responsiveness.


DISCOVERY: We first focus on you by taking an in-depth look at your life/career situation and listen to what you envision for your future. We learn the story of your assets and your feelings toward risk. And, perhaps most importantly, we come to know your family dynamics and your view of the legacy you wish to build.

EXECUTION: Based on the results of your discovery, we research and create a tailor-made portfolio of both investment and insurance products designed around your specific return requirements and risk tolerances while staying focused on after-tax returns. We do this while at the same time allowing you to choose from either a fee-based or commission-based strategy. You enjoy world-class portfolio design and management, asset protection and tax efficiencies.

EVALUATION: We perform consistent reviews of our performance relative to benchmarks, as well as your current financial situation, to ensure that your investment plan is on track to generate the maximum potential returns. Our relationship based approach to financial planning, as opposed to a product based approach, makes DFIS uniquely positioned to make as-needed adjustments to your portfolio for any life changes that may occur along the way.

By affiliating with First Allied Securities, Inc., an independent broker/dealer, we have access to the tools, regulatory guidance and resources to best serve your unique financial needs.

About First Allied Securities, Inc.
First Allied Securities, Inc., serves as the firm of choice for independent financial advisors who seek to grow their businesses. First Allied’s exclusive business development platform has been constructed to provide entrepreneurial advisors with the industry's most comprehensive platform for growth. First Allied is part of Cetera Financial Group, a leading network of independent retail broker-dealers.